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ABOUT ANDREW

Andrew C. Roth is a Financial Consultant with LPL Financial in Northridge, California. With 30 years of providing financial advice, he specializes in providing financial and tax planning services for individuals and businesses. His emphasis is on estate planning and tax advantaged investments, such as retirement accounts, and municipal bonds.

 

He is also a licensed Insurance Agent, and as such, he assists his clients with Long Term Care Insurance, Life and Disability Insurance, and Annuities.

Prior to LPL, Andrew worked for Merrill Lynch. He also owned and operated three diversified businesses over a period of fourteen years, during which time he managed his firm's pension plan and profit sharing plan.

When Andrew is not advising his Client's on financial matters, he is a professional musician (guitar, bass and vocals). He has performed with many accomplished musicians such as Carmen Grillo (Tower Of Power, Sons Of Champlin), Trevor Rabin (Yes), Carl Verheyen (Supertramp), Steve Trovato (USC, Musicians Institute), Jay Leach (Roy Orbison, Kenny Loggins), John McDuffie (Rita Coolidge) and many others. He has recorded with the late Richie Hayward (Little Feat) and Wayne Cook (Player, Steppenwolf). Andrew spends much of his free time attending local live musical events, as well as Music Festivals across the Country.

 

Andrew has two children: Taylor, who Supervises at an Information Technology (IT) Operation in Pasadena and Francesca, a Los Angeles-based Costume Designer for television and movies.

LICENSES & REGISTRATIONS

  • Investment Advisor Representative

  • FINRA General Securities Principal (Series 24)

  • Uniform Investment Advisor Law (Series 65)

  • General Securities License (Series 7)

  • Multi-State Securities License (Series 63)

  • California and New York Life Insurance License

  • Annuities and Long-Term Care License

Glendale Kiwanis

Member At Large of Endowment Committee (2010-Present)

Member: Board of Directors (2013-14, 2009-10, 1997-98)

Chair of Endowment Committee (2009-10)

President (served 2008-09)

Past Vice President (1999-2000)
Past Chair and Editor of Bulletin (1995-1999)


Glendale Adventist Hospital Foundation

Past President

Member of Five Keys Financial Advisory Group (1993-2006)
 

Dearborn Street Elementary School PTA

Northridge, California (1995-1997) Past President

PROFESSIONAL

& COMMUNITY 

AFFILIATIONS 

State University of New York College at New Paltz

B.A. Cum Laude 1975

Major in Economics, Minor in Business Economics

Loyola Law School

The American College, Bryn Mawr, Pennsylvania

Certified Financial Planning study-courses completed

EDUCATION

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA, NY, AZ, SC, FL, OR, and HI.

© 2024 Andrew C. Roth

Securities and Advisory services offered through LPL Financial, a registered investment advisor.

Member FINRA/SIPC. Andrew C. Roth, California Insurance License #0B21532

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